Job Description : Head of Business Risk Management
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Name: |
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Legal Entity: |
Mirabaud & Cie SA |
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Location: |
Geneva |
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Department: |
Wealth Management |
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Team: |
Business Risk Management |
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Report to: |
Elodie Lesueur |
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Role Purpose: The Head of BRM leads the first of defense risk framework within Bank’s Wealth Management activities in Switzerland with a strong emphasis on anti-money laundering, financial crime prevention, tax and crossborder, in close collaboration with the Chief of Staff WM A key accountability for this role is the management and oversight of Client Lifecycle Management (CLM) processes, including account openings, periodic reviews and event-driven reviews for Standard Risk accounts to ensure that KYC, AML, suitability, and crossborder requirements are consistently applied in line with regulatory standards and the Bank’s risk appetite. While driving the overall framework, the Head of BRM remains directly involved in the operational review of complex cases, ensuring pragmatic decision-making and credibility with the Front. As a proven leader and trusted partner to the Front Office, you demonstrate deep expertise, guiding relationship managers in balancing commercial objectives and robust risk management practices. Your strong and technical expertise allows you to drive your team in order to reach both individual and departmental objectives.
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Key Responsibilities:
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MAJOR ACTIVITIES (what do you do and how do you do it? ) |
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fUNCTION COMPETENCIES AND EDUCATION REQUIREMENTS:
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Compliance Requirements:
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Be aware of, understand the rules and regulations (“regulatory system”) relevant to your role, and be apprised of any changes to the regulatory system. You must report any compliance or regulatory issues or concerns to Compliance; Ensure that you adhere to all policies and procedures relevant to your role, including, but not limited to, your team’s procedures, the Compliance Manual and any stand-alone policies or procedures communicated to you from time-to-time; You must act with integrity; due skill, care and diligence; and you must be open and cooperative with the regulators. You must pay due regard to the interests of clients and treat them fairly; and you must ensure that all communications with clients are clear, fair and not misleading. You must observe proper standards of market conduct at all times; For managers, you must take reasonable steps to ensure that the business of the firm for which you are responsible is controlled effectively; complies with relevant requirements and standards of the regulatory system. Any delegation of your responsibilities is to an appropriate person and you oversee the discharge of the delegated duties effectively. You must disclose any information of which the regulators would reasonably expect notice. You must take necessary steps to prevent Mirabaud being used to further financial crime, in particular, money laundering, terrorist financing, bribery and corruption, fraud, tax evasion, cyber-crime and market abuse; and report any suspicions of financial crime to the Money Laundering Reporting Officer or Compliance. |
Please note that this job description may be adapted at any time.
Please sign below to show that you agree that this document accurately describes your role.
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Employee’s signature: |
Name: |
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Management signature: |
Name: Elodie Lesueur |
Date:
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Human Resources’ signature: |
Name: |
Date:
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